Application for Correction of
Coast Guard Record of:
BCMR Docket
No. 2001-058
DEPARTMENT OF TRANSPORTATION
BOARD FOR CORRECTION OF MILITARY RECORDS
FINAL DECISION
This final decision, dated February 14, 2002, is signed by three duly appointed
ULMER, Chair:
This is a proceeding under the provisions of section 1552 of title 10 and section
425 of title 14 of the United States Code. It was docketed on March 14, 2001, upon
receipt of the applicant's complete application for correction of her military record.
members who were designated to serve as the Board in this case.
The applicant, a retired health service technician first class (HS1; pay grade E-6),
asked the Board to correct her record by decreasing her combined 30% physical
disability rating to 20% or by increasing it to 40% due to back disease. She stated such a
change in her disability rating would result in her receiving more disability income. In
a later submission, however, the applicant stated that she misunderstood the Veterans
Administration Schedule for Rating Disabilities (VASRD) and clarified her request by
asking that her record be corrected to show that she suffered from severe intervertebral
disc syndrome (40% disability rating) at the time of her discharge.
Applicant’s Contentions
Prior to the applicant’s permanent retirement due to physical disability, she
spent approximately three years on the temporary disability retired list (TDRL) with a
40% disability rating for severe intervertebral disc syndrome. She alleged that the Coast
Guard committed an error by reducing her disability rating for intervertebral disc
disease from 40% to 20% when it placed her on the permanent disability retirement list
(PDRL). At the time the applicant was placed on the PDRL, the Coast Guard
determined that she was 20% disabled due to intervertebral disc syndrome and 10%
disabled due to “sciatic nerve, neuralgia, secondary to nerve damage caused by
unnatural walking from bone spurs prior to corrective surgery.” The applicant’s
combined disability rating was 30%, and therefore, she was permanently retired from
the Coast Guard due to physical disability.
The applicant claimed that the FPEB improperly determined that the sciatica
resulted from problems with her feet/walking rather than from the intervertebral disc
syndrome. She alleged that the sciatica could not be rated independently of the
intervertebral disc disease because to do so would have caused the FPEB to engage in
pyramiding.1 The applicant had argued that if her disability rating were lowered to
20% she would receive severance pay, which would improve her financial situation. As
stated above, the applicant clarified her request by asking this Board to find that she
suffered from severe intervertebral disc syndrome with a 40% disability rating.
The applicant stated that the FPEB should have maintained the 40% disability
rating she had while on the TDRL because her condition had not improved since her
placement on that list. She stated that she still has major problems with standing or
sitting for long periods of time, has to wear specific shoes, has to be mindful of her
sleeping habits, and has to take anti-inflammatory medication everyday.
Issues
The issue in this case is whether the Coast Guard committed an error by excluding
sciatica from its rating of the applicant’s intervertebral disc syndrome and relating it to
her heel spurs/unnatural walking. Another issue is whether the applicant would have
met the requirements for a severe (40%) disability rating even if sciatica had been rated
as part of the intervertebral disc syndrome.
Discussion
An Initial Medical Board (IMB) was held in the applicant’s case on March 2, 1995,
to determine the applicant’s fitness for duty. The IMB report stated that in June 1994
the applicant reported for treatment of hip pain, previously diagnosed as back strain,
resulting from an injury that occurred three years earlier. The report also noted that the
applicant had suffered a broken foot in May 1994 and had had a left heel spur and
tendon excision (surgery) in December 1994.
According to the IMB, the medical examination of the applicant was not
remarkable, except that she was above weight standards due to her inability to exercise.
“The MRI of the lumbar spine showed degenerative disease with broad central
herniation of a section of [the lumbar spine].” The IMB report stated that there was no
specific root compression and there was only minimal intrusion of the spinal canal. The
IMB diagnosed the applicant as having “left heel spur and left tendon resection, fourth
metatarsal fracture left foot, central disc herniated nucleus pulposus in the lumbar
1 Pyramiding is the term used to describe the application of more than one VASRD
rating to any area or system of the body when the total functional impairment of that
area or system is more appropriately reflected under a single code. Pyramiding is not
permitted as it results in overrating the disability
region, [and] bilateral lumbar radiculopathy.” It reported that the applicant would be
treated with physical therapy, a lumbar corset, a pain clinic, and preventive back care
instruction. The IMB found the applicant not fit for duty and referred her case to the
Central Physical Evaluation Board (CPEB). The CPEB directed the applicant’s
command to hold a Disposition Medical Board (DMB) because the information before
the CPEB indicated that the applicant’s case had not resolved itself enough for it to
make definite findings about her condition.
A DMB was held on October 19, 1995. As part of the evaluative process, a
neurosurgical report was obtained. It noted that on , the applicant underwent
surgery, a lumbar partial hemilaminectomy and diskectomy. “The [applicant] was seen
in followup on 31 August and indicated . . . minimal low back pain and leg pain. The
[applicant] had greater complaints of ankle and lower calf discomfort bilaterally when
standing. The symptoms were not considered contributory to the disc herniation or
surgical procedure.” The report stated that the physical examination of the applicant
showed “negative straight leg rais[ing] and normal gait. There was 5/5 motor strength.
She had a normal sensory examination. She had a well-healed incision.” It was the
opinion of the doctors submitting this report that the applicant had made an excellent
recovery from the surgical procedure and that it was likely she would make a full
recovery with physical therapy.
The DMB, itself, stated the physical examination of the applicant showed
decreased range of motion in the hips, decreased lumbar range of motion, normal
sensory testing of the bilateral lower extremities, and pain to palpation of the right heel.
According to the DMB, the applicant was not fit for full duty and suffered from bilateral
hip pain, degenerative disc disease, bilateral lumbar radiculopathy, and a small right
calcaneal spur. It stated that the surgery on the applicant’s back for a herniated nucleus
pulposus, the surgery on the left heel spur, and the healing of the fourth metatarsal
fracture left foot, were inactive and not included in the diagnosis of the DMB.
On December 12, 1995, the applicant’s medical board physician added an
addendum to the DMB. He stated that the applicant demonstrated a limited range of
movement and decreased strength to a small degree in the lumbar region. He wrote the
following:
[The applicant] also reports intermittent left hip pain in the anterior iliac
region which is aggravated by prolonged standing, prolonged sitting and
extended periods of sleep. She also complains of hip pain if placed in [a]
situation where she must do any heavy lifting (greater than 20 lbs). Upon
detailed evaluation of her medical record, I note that she has complained
of this same hip pain since her original back injury in 1990. At no point
prior to her first complaints of back pain has she ever reported any
anterior hip pain on the left side. With this information, the consults and
evaluations by neurosurgery and MRI results, I suspect her pain generates
from the irritation of the sciatic nerve root at the L5-S1 level, where the
nerve is routed anteriorly through the pelvis on the left side, at the site of
the femoral head. This pain has only partially improved since corrective
surgery for a herniated disc . . . in July 1995. Due to the prolonged
duration of time between her original injury [1991] and re-injury [1994]
before corrective surgery, this is most likely neuritis from sciatica irritation
at the level of the degenerative disc disease. [The applicant’s] last MRI
(March 1995) demonstrates impingement on this nerve at the thecal sac . . .
On February 9, 1996, the CPEB recommended that the applicant be placed on the
TDRL with a 40% disability for severe intervertebral disc syndrome. The applicant was
placed on the TDRL effective April 1, 1996.
On , the applicant had her first periodic examination since being
placed on the TDRL.2 The doctor who performed this examination noted that the
applicant was employed as an accounting assistant and she reported that she had lost
one to two days every two to three months due to her back pain. He stated that the
applicant complained of back stiffness with increasing pain and radiation to the left hip
area and leg involvement with prolonged standing and sitting. The doctor stated that
the applicant had no new symptoms since being placed on the TDRL. He stated that
the applicant suffered from
spasms in the left lumbar area with a tightness to direct palpation. She
has limited forward flexion to beyond ninety degrees and extension to
beyond ten degrees. She has a negative straight leg-raising test bilaterally
and her sensation and motor testing is intact to the lower extremities.
Reflexes are at 3 and symmetric on the Achilles and Patellar tendons
bilaterally. She has down going toes and there is no clonus bilaterally.
Radiographs of her back demonstrate a decreased disc space, increased
sclerosis at the L5/S1 interval. There was no evidence of osteoarthritis or
bony abnormalities in her back. Repeat x-ray of her pelvis given her
complaint of left hip pain was performed and the left hip joint was well
maintained with no evidence of osteophytes or decreased joint space.
The doctor performing the TDRL examination stated that the applicant remained
unfit for military service and should be retained on the TDRL or permanently retired
from the Coast Guard.
On January 21, 1999, the CPEB met and found the applicant to be unfit for
military duty. It recommended that the applicant be permanently retired with a
2 Section 8-C. of COMDTINST M1850.2C requires each individual on the TDRL to be
periodically examined by one or more medical officers to determine whether there has
been any significant change in the conditions that caused the temporary retirement.
combined disability rating of 30%, which included 20% for moderate intervertebral disc
syndrome and 10% for mild paralysis of the sciatic nerve.
On March 3, 1999, the applicant rejected the CPEB findings and demanded a
hearing before the Formal Physical Evaluation Board (FPEB). She submitted a rebuttal
to the CPEB wherein she asserted that the CPEB should have had a current MRI before
deciding her case. She questioned how a clinician could fully and thoroughly assess
neurological symptoms associated with the back without the benefit of an MRI. She
complained that the Coast Guard did not diagnose her back problem earlier. She stated
that she has pain on a daily basis and that it will always be with her.
On April 29, 1999, the FPEB met and determined that the applicant was unfit for
duty with a 30% combined disability rating. It described the applicant's disability as
follows: “Intervertebral Disc Syndrome: Moderate. 2. Sciatica nerve neuralgia,
secondary to nerve damage caused by unnatural walking from bone spurs prior to
corrective surgery.”
The applicant rejected the findings of the FPEB and submitted a rebuttal. The
applicant challenged the finding by the FPEB that her sciatic pain resulted from
unnatural walking. She insisted that it resulted from her back problem.
The applicant submitted a June 4, 1999, MRI report of her back that contained the
following impression: “There remains a small amount of interior protruding disk
posteriorly to the left touching the left S1 nerve root and thecal sac, but not significantly
displacing them. These changes are superimposed upon grade 1 retrolithesis and mild
disk osteophyte complex along the interspace.”
The applicant also submitted an EMG report dated May 5, 1999, in which she
sought confirmation of the 20% disability rating for her back. The doctor who
performed this evaluation stated that she did not have a problem with the 20% partial
permanent impairment rating for moderate intervertebral disc disease. This doctor’s
impression of the applicant’s condition with respect to her back was “[d]egenerative
disc disease of the lumbosacral spine . . . associated with sciatica which certainly could
be referred pain.” The doctor reported the following findings:
PHYSICAL EXAMINATION: Alert, cooperative female in no acute
distress. Mental status, speech, and affect are normal. Cranial nerves,
motor sensory analysis, sensory, and cerebellar testing are normal. Gait,
stance, and Remberg testing are normal. She is able to tandem, toe and
heel walk without difficulty.
Deep tendon reflexes 2+ bilaterally
including the ankles and plantar response flexor.
The FPEB informed the applicant on June 28, 1999, that it would not act on her
rebuttal because it did not satisfy the requirements of COMDTINST M1850.2C. The
applicant was told that the FPEB findings would be reviewed by the Physical Review
Counsel (PRC). (It appears that the review by the PRC never occurred).
Views of the Coast Guard
On October 2, 2001, the Board received an advisory opinion form the Chief
Counsel of the Coast Guard recommending that the applicant's request be denied for
lack of proof of error or injustice.
With respect to the applicant’s contention that the sciatica is secondary to the
back injury and not the foot, the Chief Counsel stated the applicant’s record supports
the FPEB’s finding that the sciatica is related to the foot problem. He stated that the
medical entry dated June 6, 1999 supports the FPEB. The Chief Counsel stated that this
entry noted that the applicant suffered from pain in her left heel for 18 months. The
source of the pain was diagnosed to be heel spurs. The Chief Counsel stated that the
applicant’s mere disagreement with the FPEB’s analysis and conclusion in not clear
evidence of error or injustice.
The Chief of the Coast Guard Personnel Command (CGPC), in a memorandum
attached to the advisory opinion, stated that highly qualified and experienced medical
officers thoroughly reviewed and rated the applicant’s disability. He stated that the
applicant’s medical examination of November 9, 1998 supported the finding that her
sciatica was related to heel spurs. In this regard CGPC stated the following: “[The
medical report] noted that applicant suffered from ‘back stiffness with increasing back
pain with radiation to the left hip area and leg involvement with prolonged standing
greater than one hour.’ This evidence suggests that her sciatica was related to bone
spurs and or standing/walking.”
The Chief Counsel stated that rating the applicant’s sciatica as not belonging to
the same system of the body as the back problem was not pyramiding. He stated that
both the CPEB and FPEB concluded that the sciatica was not a part of the “same area or
system of the body” as the intervertebral disc syndrome. The Chief Counsel stated that
the applicant “has not presented clear evidence showing that the Coast Guard
committed error or injustice” in this regard.
Applicant's Response to the Coast Guard Views
of the Coast Guard. She disagreed with them.
The applicant stated that she believes she has severe intervertebral disc
syndrome, because she has very little relief of pain. She restated her position that the
sciatica is related to her back condition. In support of this contention she relied on the
results of an MRI taken on June 4, 1999, which are discussed above. A medical report
dated February 10, 1998, noted that the applicant has persistent low-back pain after
On September 24, 2001, the Board received the applicant’s response to the views
surgery. It noted that the applicant’s back pain radiates into the left thigh and anterior
thigh, occasionally on the front right side. It also noted that applicant has had heel
surgery for spurs with good relief of the pain.
FINDINGS AND CONCLUSIONS
1. The BCMR has jurisdiction of the case pursuant to section 1552 of title 10,
The Board makes the following findings and conclusions on the basis of the
applicant's record and submissions, the Coast Guard's submission, and applicable law:
United States Code. The application was timely.
2. There is some medical evidence in the record that the applicant’s sciatica is
related to her back problem rather than the heel spur/unnatural walking. However, the
Board will not disturb the finding of the FPEB, unless the applicant demonstrates by a
preponderance of the evidence that she suffered from severe intervertebral disc
syndrome, which equates to a 40% disability rating, at the time of her discharge from
the Coast Guard.
3. The applicant has failed to submit sufficient evidence establishing that the
Coast Guard committed an error by finding that she suffered from moderate
intervertebral disc syndrome with a 20% disability rating. The disability ratings for
active duty personnel are judgments made by Coast Guard medical professionals based
on guidance provided by the VASRD. According to the VASRD, a 20% disability for
intervertebral disc syndrome is characterized by “recurring attacks [of pain].” The next
higher rating for the applicant’s condition would be a 40% disability rating. There is no
30% rating for this condition.
4. There is sufficient evidence in the record supporting the finding of the FPEB
with respect to the applicant’s back. The November 1998 periodic examination stated
that the applicant had no new symptoms since being placed on the TDRL in 1996,
although the doctor noted that she complained about back stiffness with increasing pain
that radiated to the left hip and leg. The report also noted that the applicant was
employed as an accounting assistant and had lost approximately one to two days of
work every two to three months because of the back pain. This description of the
applicant’s situation indicates that the applicant’s back pain was of the moderate level.
It does not support her claim that her pain occurred with such frequency that it could
be described as “recurring attacks with intermittent relief [Severe].” According to the
VASRD a 40% disability rating for intervertebral disc syndrome should include
“recurring attacks [of pain and muscle spasms] with intermittent relief.”
5. Moreover, in rebutting the FPEB, the applicant submitted a report of an EMG
evaluation that she obtained, wherein she sought confirmation of the 20% disability
rating given to her by the FPEB. The doctor who performed the EMG evaluation
diagnosed the applicant as suffering from “degenerative disc disease of the lumbosacral
spine . . . associated with sciatica.” The doctor stated that she did not have a problem
with the 20% disability rating assigned by the FPEB. The EMG doctor reported the
applicant’s physical examination as showing an alert, cooperative female in no acute
distress. It further reported “[c]ranial nerves, motor sensory analysis, sensory, and
cerebellar testing are normal. Gait, stance, and Remberg testing are normal. She is able
to tandem, toe and heel walk without difficulty. Deep tendon reflexes 2+ bilaterally
including the ankles and plantar response flexor.” The EMG did not state that the
applicant suffered from severe intervertebral disc syndrome.
6. The EMG report, as well as the TDRL examination, noted the applicant’s pain
in the back and hip, but this information did not cause any change in the FPEB’s
determination of the applicant’s disability rating related to her back. The Board does
not find sufficient evidence in the record to show by a preponderance of the evidence
that the FPEB’s determination was in error or unjust.
7. Even if the FPEB erred by finding that the sciatica resulted from unnatural
walking rather than from the intervertebral disc syndrome, the applicant has failed to
demonstrate that she would have received a higher rating for her back had sciatic been
considered in that rating. Her back and hip pain was considered by the FPEB in
reaching the 20% given to the applicant for the back disease. The FPEB’s finding that
the sciatica resulted from unnatural walking permitted it to grant a separate disability
rating for this condition, which gave the applicant a combined rating of 30%, enabling
her to retire from the Coast Guard. If the FPEB had found that the sciatica resulted
from the applicant’s back condition, it would have been necessary to include it as part
of the 20% disability rating for the back condition. The applicant would not have been
retired with a 20% disability rating.
8. The Coast Guard pointed out that the applicant’s case was not referred to the
PRC, as the FPEB indicated. However, the applicant did not raise this as an issue and
the Board will not address it in this decision.
9. Accordingly, the applicant's application should be denied
[ORDER AND SIGNATURES ON NEXT PAGE]
The application of for correction of his military record is
ORDER
denied.
Coleman R. Sachs
Jacqueline L. Sullivan
Nilza F. Velázquez
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